求人詳細

求人コード 006-843
求人企業 外資系生命保険
求人タイトル Internal-Audit,Technology-Audit-Team
職務内容 ◆Role Value Proposition
Internal Audit is an independent global organization that plays an important role in partnering with the business to ensure that management anticipates, recognizes, and appropriately manages risks. We devote our highly skilled staff to those activities of the highest risk taking into account the concerns of management and independent boards. We protect us and our stakeholders through meaningful independent assurance and advice, while advocating for risk management and internal controls. This department is considered as an industry frontrunner in adopting digitalization, Robotics Process Automation (RPA) and AI in its audit practice, and it consists of 300+ employees in global, regional and local audit roles. Internal Audit consists of 50+ auditors across finance, technology, insurance operations, actuarial, data governance and data analytics areas.

◆The role of the Audit Assistant Manager is:
•Delivering and managing IT audit assignments to ensure that all IT, business and regulatory risks are anticipated, identified, recognized and appropriately managed in alignment with the departmental audit plan and initiatives.
•Applying the our Audit Approach to audit assignments in a professional and effective manner in order to provide management with a fair, objective and technically accurate assessment of their system of internal controls.
•Supporting the Senior Manager / Audit Director / Assistant Vice Presidents in relation to the delivery of the audit plan and departmental activities.

◆Key Responsibilities
• Understanding and working together with Audit Senior Manager or Audit Directors expectations regarding deliverables and timeframes for IT audit projects on the audit plan.
•Drive internal audit efforts to increase overall value to the business.
•Provide management with an objective review of risks and controls from an independent view. Remain active with appropriate external professional organizations and keep informed on developments in the field of auditing, industry regulation and insurance practices.
•Provide proactive and relevant management reporting of audit activities and results to Audit Director or Assistant Vice President.

◆Auditing
•Conduct continuous assessment of internal and external IT risks, develop, execute and provide oversight of audit plan covering identified risks, make effective and efficient use of audit resources in line with audit risk methodology.
•Manage and execute comprehensive IT audits using department guidelines, knowledge of the business and understanding of controls to provide management with an independent appraisal of the control environment.
•Support business audit team in conducting integrated audits and evaluating system application controls.
•Review and determine the Business’s compliance with established policies, procedures, laws and regulations, and existing regulatory requirements.
•Align Internal Audit process, risk and control activities to support business strategies through process-oriented thinking and end to end view capabilities.
•Analyse and assess the impact of audit findings and recommendations on future operating environment. Assess effectiveness of key action plans provided by auditees to resolve control issues or risks.
•Delivering high quality reports, which are concise, easy to read and in a timely manner.
•Assist in the performance of risk assessments, development and execution of quarterly plan activities.
•Attend and participate in management committee meetings as appropriate, feeding relevant information back into the risk assessment process.
•Contribute towards IT audit activities with the external auditor.
•Lead or participate in team or departmental level projects and initiatives ensuring that goals and target dates are met, and the work product is of high quality.
•Achieve goals and execute audit plan in a team environment; be viewed as a valued member of the team; balances multiple responsibilities.

◆Project Management
•Understanding of project management methodologies and performing project assurance gate reviews.
•Tracking and follow-up on open issues.

◆Relationship Management
•Proactively engage with and manage auditees to ensure full understanding of expectations of the audits.
•Agreeing all issues with auditees to facilitate completion of final report.
•Maintains a positive working relationship with auditees and sustains an ongoing relationship with key business contacts.
•Is a ‘trusted advisor’.

◆Supervisory Responsibilities
•Managing people, including supervision and direction to associates on delivering the audit plan, providing effective coaching on career development guidance, and actively engaging in the performance management process. Coaches team and develops audit staff as part of succession planning.
応募要件
(必須)
最終学歴:大学卒
【Essential Business Experience and Technical Skills】
◆Required Experience
•Bachelor’s degree with preference for major in IT, Business, Economics, Finance, Law or Accounting.
•4-7 years of hands on IT audit experience.
•Good understanding of Generally Accepted Audit Standards, IIA Standards, risk and controls, audit sampling and testing methodologies, SOX (or J-SOX) requirements, risk management, regulatory reporting.
•Good understanding of IT General Controls across platforms (Application, OS, DB) for Change Management, User Access Management, Backup and Recovery Management, Batch Job Management and Problem/Incident Management.
•Good understanding of industry standards such as the NIST Cybersecurity Framework, PCI-DSS, API framework, Agile methodologies, data governance, as well as auditing these areas.
•Good understanding of cloud governance, architecture, operation, security, compliance frameworks, as well as auditing these areas.
•Good understanding of application security testing and OWASP.
•Working knowledge of cybersecurity protection solutions, systems architecture, business processes and system risks, operating system and database platforms (OS such as Wintel, AS/400. Unix and Database such as SQL, Oracle, DB2) with understanding of networking concepts and security.
•Ability to understand and analyze data to plan and execute audit.
•Strong analytical and problem-solving skills.
•Strong written and verbal communication skills in Japanese and English.
応募要件
(尚可、その他)
◆Preferred Experience
•Big 4 experience and/or internal audit in the financial service industry.
•Recognized qualification in CISSP, CISA, CISM or ISO27001 Lead Auditor.
•Intermediate understanding of data analysis tools and techniques such as Excel/ACL/Tableau/Power BI and other tools.
•Demonstrated ability to influence business stakeholders as well as coach audit team members.
勤務地 東京
年収 700万~900万(応相談)