求人詳細
| 求人コード | 094-116 |
|---|---|
| 求人企業 | 外資系金融グループ |
| 求人タイトル | Compliance-Monitoring-and-Testing-Senior-Reviewer |
| 職務内容 | ◆Execute Compliance testing reviews with limited supervision including assessing key risks and evaluating associated control design and effectiveness. ◆Participate in related meetings and complete all required documentation that supports the work performed in accordance with methodology requirements. Attention to details and quality are key, as is the ability to make presentations in a clear and concise manner to senior audiences. ◆Communicate test results with Compliance and business management both verbally and through written Compliance Testing reports. ◆Draft issues, reports and prepare planning memos, process narratives, flow charts and leadsheets as well as other test related material that requires minimal editing. ◆Recommend ratings for both issues and reports based on the work performed, taking into account the risk presented to the entity. ◆Identify the root cause for breaches of local law, regulation policy and/or internal control deficiencies. Be able to present suggestions for process improvements, associated corrective action as well as evaluating the timeliness and proposed remedial actions by management. ◆Manage review hours to deliver work on time and in accordance with the agreed upon budget. ◆Recommend opportunities to update the test plan based on observations during execution of test work as well as areas to enhance operational efficiency and effectiveness both for processes being reviewed and Compliance Monitoring and Testing Methodology. ◆Participate in special projects or ad-hoc assignments on an as-needed basis. |
| 応募要件 (必須) |
最終学歴：四年制大学卒以上 |
| ◆5+ years of relevant progressive auditing experience (a mixed of external and internal auditing experiences preferred) with a focus on identifying risks and evaluating control design and effectiveness. ◆Solid foundational knowledge of planning and executing audits with focus on assessing control design and effectiveness. ◆Understanding of insurance and/or investments business processes, including the applicability of key laws and regulations. ◆Ability to establish effective working relationships with colleagues and peers and actively promote team work. ◆Ability to assume ownership of assigned tasks and deliver a high quality work product within the agreed framework including the hours allocated. ◆Able to demonstrate through experience how a proactive approach or initiative has been taken in order to meet an agreed timeline or job requirement. ◆Ownership for accurate documentation reflective of the work performed and supportive of the conclusions reached. ◆Effective time management with the ability to coordinate and prioritize multiple and competing initiatives. ◆Strong verbal and written communication skills in English with the ability to clearly articulate questions, provide management with relevant information and respond to any questions they may have. Ability to present to senior management in a clear and concise manner. Demonstration of management courage; able to take a position and influence others. ◆Ability to set realistic goals in order to consistently meet deadlines and working additional hours where required. ◆Minimum of a Bachelor’s degree; Accounting or Finance preferred or a Masters degree. ◆Able to demonstrate the use of problem solving and analytical skills, think outside of the box. ◆Proficiency in Microsoft Office (Excel, Word, PowerPoint, and Access) and Visio (for process map). ◆Ability to perform data analytics using certain audit software and understanding basic IT framework would be a plus. |
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| 応募要件 (尚可、その他) |
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| 勤務地 | 東京 |
| 年収 | 500万～1000万（応相談） |
